Archive for the 'Endocasts' Category


I have found a very useful article published one year ago by Amy Balanoff and colleagues on Journal of Anatomy, a guide on “Best Practice for Digitally Constructing Endocranial Casts”. The paper is a detailed and comprehensive methodological overview on digital endocasting, introducing techniques, parameters, programs, problems, tools, and many suggestions on procedures and operational choices. Although the paper is more focused on birds and dinosaurs, it can be perfectly suited for human paleoneurology as well. The authors have organized the article as a set of replies to essential questions dealing with endocranial cast digital reconstruction. Pretty clear flow charts supply quick solutions for basic technical issues. The paper takes into account technical aspects (machines, physics, programs) as well as biological aspects (bone, skull, brain). Indeed, an extremely useful lecture for those who want to step into digital anatomy and paleoneurology.

Brains and teeth

gomez-robles-et-al-pnas2017In anthropology it is commonly accepted that the evolution of larger brains was associated with the reduction of posterior teeth. Factors ranging from diet to cognitive ability have been used to explain this inverse correlation between cerebral complexity and masticatory structures. Aida Gómez-Robles and colleagues have analyzed brain and teeth changes using a multiple-variance Brownian motion approach, providing evidence against a brain-teeth phylogenetic association. Brain shape was analyzed by using eight linear variables as measured on endocasts. Teeth shape was analyzed through geometric morphometrics. The study found that endocranial proportions and dental geometry are largely characterized by similar rates of variation, which are indicative of a neutral and non-directional pattern of evolution. Brain size and tooth size show different rates of change throughout the phylogenetic tree, and the hypothesis of a reciprocal and inverse correlation is not supported. This seems to suggest independent factors at environmental and/or genetic level. Two characters show faster rates of change in specific lineages, and are probably associated with specific selective and adaptive processes: brain size in early Homo and brain globularity in Homo sapiens. The first result suggests that brain evolution in the genus Homo is strongly based on size increase rather than on changes of specific cortical proportions. However, caution is needed in this sense: the study is based on simple linear metrics such as arcs and chords, and reflects only the external appearance of endocranial anatomy. Despite these limitations, this result is consistent with other kinds of evidence. The second result reflects an exception to this size-only pattern of change: the globular brain shape in modern humans. Parietal lobe variations are again an issue.


beaudet-et-al-jhe2016Amélie Beaudet and colleagues have published a comprehensive and detailed paleoneurological study on South African fossil cercopithecoids. The paper supplies three main advances. First, it provides key information on primate paleoneurology, in particular on Plio-Pleistocene monkeys, belonging to the genera Theropithecus, Parapapio, and Cercopithecoides. Paleoneurology is often more focused on humans and hominoids than on monkeys, and therefore this article is particularly welcome. Furthermore, the study is based on a surface-based method, that compares the rough geometry of the object. Surface analyses can represent an additional and interesting alternative for computing endocast comparisons. There are many complex techniques currently available in shape analysis, and we should always carefully consider that their results depend upon their specific criteria and constraints. Morphometric outputs are “ordered representations” of a given sample variation according to specific numerical and logical assumptions. Consequently, methods are crucial in determining the comparative framework. Different methods, different criteria. For example, surface analysis is not constrained by anatomical correspondence, but it is only sensitive to geometrical correspondence. Hence, the approach misses the information on anatomical boundaries between different elements and areas, distributing variation all through a homogeneous and undifferentiated object.This can be an advantage when taking into consideration form alone, or a disadvantage if one want to investigate the contribution of specific anatomical components. Finally, this study presents a semi-automatic approach for sulcal detection, that is a geometry-based method for the identification of surface relieves, curvature lines, and topographical variations. This approach may seriously represent a major advance in paleoneurology. Nonetheless, it should be taken into account that we still ignore many mechanisms behind cortical folding, and that folding patterns could be the result of passive biomechanical constraints with uncertain phylogenetic or functional meaning.

Integrated paleoneurology

Zollikofer et al 2016Together with the recent article on modern vs Neandertal endocranial ontogeny, the team coordinated by Christoph Zollikofer has now published also a large and comprehensive study on endocranial ontogeny in humans and apes. The paper focuses on a specific question: to what extent endocranial differences are due to brain differences, and to what extent they are due to cranial constraints? Definitely, this is a key-paper in paleoneurology. They considered the integration between and within the main cranial districts to evaluate the influence on brain shape of two major cranial effects: spatial packing and facial orientation. Their analyses suggest that endocranial differences between humans and apes, as well as differences among apes, are the result of all those factors, the cerebral and the cranial ones. Therefore, the endocranial form is due to a complex admixture of specific brain differences (already present at birth) and cranial constraints. Comparisons among endocranial ontogenetic patterns of living hominoids, among adult fossil specimens, and among different neuroanatomical aspects of living species, can give different results, suggesting that the relationships between anatomical, morphological, and cytological elements is far from being understood. In my opinion, a limit of many shape analyses in general concerns the use of surface semi-landmarks to analyze brain geometry. Surface landmarks are necessary because of the lack of good anatomical references on the endocasts. Unfortunately, they can’t take into account the contribution of distinct cerebral areas, and as a consequence they consider brain morphology as a single homogeneous surface. The identification of boundaries or distinct and independent elements within this surface might seriously influence the multivariate output. I am particularly interested in the analysis of the parietal districts. When using surface landmarks the analysis of the parietal surface may give different (and sometimes contrasting) results. Hence, we may wonder whether the observed parietal variations are the result of brain differences (cortical expansion/reduction) or of geometry (bulging and flexion). Nonetheless, previous morphological studies based on cortical landmarks suggest that modern humans show an actual (absolute and relative) increase not only of the parietal “surface”, but also and specifically of the parietal “lobe”, when compared with extinct hominids or with living chimps. The localization of anatomical boundaries on endocasts may be difficult, although those results have been replicated on different samples. The identification of anatomical landmarks in living species is, in contrast, definitely more reliable. Therefore, whatever the result of a global surface analysis of the whole endocranium, we should not forget that comparisons of specific areas are suggesting a differential contribution of distinct brain components.

Ontogenetic dilemma

Ponce de Leon et al 2016

Marcia Ponce de León and colleagues have published a comprehensive shape analysis on modern human and Neandertal early ontogenetic endocranial changes, as Philipp Gunz and his team did back in 2010. Interestingly, results are different. The previous study from the Max Planck Institute concluded that only modern humans have a species-specific postnatal stage in which the braincase bulges (globularization stage). In contrast, this new analysis, coordinated by Christoph Zollikofer, suggests that after birth Neandertals and modern humans share a similar pattern of endocranial shape change. In this case, any endocranial difference between these two species must occur before birth. The discrepancy between the two studies may be due to differences in the samples (which, recognizing the good samples used in these analyses, would reveal a problematic instability of most paleoanthropological studies) or to differences in the reconstructions of the specimens (which, recognizing the good experience of both teams, would reveal a problematic instability of most paleoanthropological studies). Nonetheless, we must also take into account that both articles rely on very complex statistical and algebraic passages, and methodological biases should not be ruled out. After all, also paleontology deals with the same limits of any science: we do not work with skulls or brains, but with models made of variables and parameters. Models that work well in some cases, and do a worse job in some others, depending on the questions involved. In this new study, the fact that endocranial shape differences between Neandertals and modern humans are prenatal is used to state that there are no cognitive differences between the two species. Of course, cognition is more than shape, so the relationship between the timing of these changes (before or after birth) and the statement on cognition is not particularly straight. Inferences on cognition should be made on multiple evidence, dealing with something that goes well beyond a surface analysis.


Buia (Bruner et al 2016)This week we publish a morphometric analysis of the endocranial anatomy of Buia, a skull found in Eritrea and dated to 1 million years. The cranial capacity is 995 cc. The endocast is extremely dolichocephalic: very long and narrow. Nonetheless, it shows all endocranial traits that are commonly described in “archaic humans“. The bulging occipital lobes and the vascular system resemble the Chinese specimens from Zhoukoudian. Its pronounced parietal bosses are due to a narrow cranial base and temporal areas, and not to a real enlargement of the parietal lobes. Actually, the cranial base in Buia is very narrow and flexed, and it may have influenced both the neurocranial and splanchnocranial proportions (bulging parietal surface and tall facial block). At present, there is no reason to exclude this specimen from the Homo ergaster/erectus group. The skull from Daka show a similar chronology and a similar geographic origin, although it displays much more brachycephalic proportions. If all these Afro-Asiatic archaic specimens belong to the same species, the variability is notable. It remains to be established whether the evolutionary roots of more derived taxa (like Homo heidelbergensis) can be traced back to these archaic populations, or else if Buia and Daka are still part of an undifferentiated phylogenetic group.


Mounier et al 2016Paleoneurology is rarely used to test taxonomic or phylogenetic hypotheses, at least for three reasons. First, the biology and variation of many endocranial traits are not even known for living humans. Second, plesiomorph traits, parallelisms, large intra-specific variability, and subtle inter-specific differences, make this issue very difficult to test through robust quantitative approaches. Third, the paucity and fragmentation of the fossil record often hamper meaningful statistical inferences. Of course these same problems concern many other anatomical districts, and that’s why probably morphology is not always recommended as a good and reliable source of taxonomic and phylogenetic information. Despite these limits, Aurelién Mounier and his coauthors have now tried to apply cladistics to paleoneurology, taking into consideration neurocranial and endocranial traits. According to their results, at least modern humans and Neandertals can be properly characterized in terms of braincase morphology, suggesting the existence of an actual phylogenetic signal behind the patterns of endocranial variation.

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